Our asset management client is looking for a AML/FIC Administrator / Onboarding Consultant with solid Onboarding experience. Experience with Manco, FICA and FATCA. You will report to the compliance officer.
Salary: Up to R400 000.00 CTC. Depends on experience THIS IS AN EE POSITION ONLY
Requirements
- Matric
- AML Certification an advantage
- Relevant experience of at least 2+ years in a related role where you have dealt with all processes relating to client onboarding.
- Sound foundational understanding and exposure to the various applicable legislation including but not limited to experience with UT Manco environment and operations, and FICA
Responsibilities
- Client onboarding process and account creation for individuals and legal entities which includes nCino (AML, CDD system) and the unit registry system across all outsourced companies where administration is performed.
- Perform validation checks on the Client documents submitted for onboarding a new investor to ensure the necessary FICA requirements are met in accordance with the FIC and the relevant RMCP before loading investor onto the unit registry system.
- Ensure all client accounts are loaded and authorised in the AML system nCino.
- Follow-up on outstanding information/documents with the Client and deliver exceptional client service, by providing Client with regular feedback.
- Work with Compliance and Internal audit to ensure adherence to the FICA RMCP.
- Submit all High-Risk clients to Compliance and review that it is completed.
- Review all static data change requests and perform relevant client call backs to verify the changes.
- Implementing and maintaining process controls using workflow management.
- Ensuring all items have relevant comments for audit purposes and escalate any aged items.
- Ensure there are no aged items in individual queues.
- Review all current clients and remediate where FICA requirements are not met.
Please apply online
FROGG Recruitment
