Compliance Manager

Lexdan Select is assisting an Insurance Brokerage and Financial Advisory firm with their search for a Compliance Manager, based in Pretoria, Gauteng.

Functions:

• Signing off on new business and communicating with brokers
• Responsible for the legal and administrative review and assessment of transactional submissions and broker documentation
• Responsible for assessing, concluding, and signing off on client due diligence
• Review FICA documentation on existing customer dealings and investigate compliance-related issues, or breaches
• Continuously manage customer information accuracy and successfully monitor such data integrity on the companys MIS system

Requirements:

• The candidate must either have a Bachelor's degree, or be in possession of their RE1 and RE5 certificates, and have experience in the financial services space
• Must be fluent in English and Afrikaans