FAIS

ears relevant experience in the Financial Services industry. Working knowledge and understanding of FAIS, FICA, Long Term Insurance Act, Pension Funds Act, Income Tax Act, CISCA is a compulsory LISP e

n survey (EOS) and in findings action plans.Support BSSA CSI initiatives.Adherence to NCA, FICA and FAIS legislation.Comply with Risk and Control Activities and adherences.Comply with all Human Resour

ng with Sanlam Corporate central compliance and risk functions, Operational governance (FICA, PDDs, FAIS etc)Stakeholder management and engagement with various internal and external stakeholders (This

tate the resolution of all queries received within 24 hours or at earliest possible timeAssist with FAIS and FICA compliance and any other compliance requirementsScan to file all new business document

, specifically advisoryKnowledge of the requirements, implementation, application and monitoring of FAIS, FICA and TCF.Minimum of 2 years' compliance experience in a category I financial services prov

years experience in Credit Risk for a bank or financial services company. Knowledge of IFRS, Basel, FAIS Proficient with SAS, R, Python, MS Office Experience with predictive and macroeconomic modellin

nd increasing departmental profitsMinimum Qualification RequiredGrade 12/Standard 10/NQF 4Completed FAIS creditsRegulatory Exam (RE 5)Key Individual (KI) EssentialRelevant tertiary qualification (3 ye

Wealth - Distribution functional areaCareer StreamSalesLeadership PipelineManage Self: ProfessionalFAIS AffectedJob PurposeTo grow business by acquiring new property finance clients predominantly in

ing, leads generation, B - degree in Finance, Commerce or Banking (NQF level 6.) NQF 7 preferred. A FAIS recognized qualification min 120 credits and RE5/1 Certificate completed.EducationFurther Educa

surance and/or financial services industry rendering financial advice (advantageous)Compliance with FAIS Fit and Proper requirementsFinance or Business related tertiary qualification (desirable)Driver

rience in liaising with Senior/Manager level.Working knowledge of S.A legislation (Banks Act, FICS, FAIS, NCA, BCOEA, LRA, CPA, LTIA, STIA, TCF etc).Main DutiesCompliance Monitoring.Compliance Reporti

als, quotations, ICE and tools To ensure intermediaries adhere to all regulatory requirements (e.g. FAIS, FICA) Draw and interpret Business Intelligence reports to identify areas of opportunity and im

Advisers today, based in Cape Town, onsite!What do we need from you? Grade 12 (Matric) certificate FAIS compliance RE5 an advantage A clear criminal and credit check A minimum of 7 years working expe

achievement of sales targets and profitability and conversion ratios.Job Requirements:Grade 12 with FAIS accreditation.5 to 8 years experience in direct sales environment within the financial services

MtshaliJob FamilyInformation TechnologyCareer StreamIT OperationsLeadership PipelineManage ManagersFAIS AffectedJob PurposeTo build management foundation and to deliver operational excellence and pro

Q 120249Job LocationDurbanCareer StreamCredit ManagementLeadership PipelineManage Self: ProfessionalFAIS AffectedJob PurposeTo recommend and or grant credit in order to place quality assets on to the

self - management and alignment with Discovery values Education And Experience Matric (Essential). FAIS Credits - full qualification (Essential). RE 5 qualification (Essential). Class of business cer

o join their dynamic team in Port Elizabeth.RequirementsRelevant Insurance qualification preferable.FAIS Regulatory Exam (RE5).At least 5 - 7 years relevant experience.Computer literate.Very well - pr

d on an ongoing basis Ensure clients receive copies of Signed Contracts and Vaps at Time of Signing Fais files to be compiled and filed daily, Including Cash Clients Deal File copies to be done and fi

Higher in a Financial, Business or a Sales and Marketing - related field essentialMust have minimum FAIS 120 CreditsKey Individual Certification or Regulatory Examination 5 would be an advantageQualif

ion reached within same day (Accounts Administrator to be kept up to date).If you have the relevant FAIS qualifications, completed your RE5, and have at least 2 years commercial underwriting experienc

ssificationJob FamilyRisk, Audit and ComplianceCareer StreamAuditingLeadership PipelineManage OthersFAIS AffectedJob PurposeTo manage and lead a team of professionals in providing independent assuranc

within the GGI division.RequirementsRelevant tertiary qualification in line with insurance industryFAIS compliantAt least 10 - 15 years experience in the non life insurance industryA good understandi

Job ClassificationJob FamilySales and ServicesCareer StreamFiduciaryLeadership PipelineManage OthersFAIS AffectedJob PurposeTo provide trust adminstration, accounting and taxation services to the bank

y in the legal or commerce field). The person must have a clear and in - depth understanding of the FAIS Act (especially Cat III) and the Long - Term Insurance Act as it relates to the underwritten in

plement Guardrisks strategic initiatives.RequirementsB.Com Degree or relevant tertiary qualificationFAIS CompliantRE1 will be advantageousAt least 7 years experience in the insurance industry, prefera

ne.All administrative duties must be executed within turnaround times.Ensure that the principles of FAIS and FICA are applied.TechnologyUse the CRM system.Use the platform portals.Full working knowled

e/Risk Insurance experience Full compliance and legislative universe relating to employee benefits, FAIS and Umbrella Funds. 3 - 5 years experience within a Group Life Administration environment - an

ystem entries.Qualification And ExperienceGrade 12Financial Advisory and Intermediary Services Act (FAIS) "Fit and Proper" requirements and Regulatory Examination successfully completed if registered

ources, assisting where required.Qualifications And Experience Matric/ Grade 12 60 commercial lines FAIS credits A relevant insurance related qualification (e.g. NQF lev 4) would be advantageous Prove

intermediary training lists and facilitates ad hoc requests. Qualifications And ExperienceGrade 12.FAIS compliance (60 credits Commercial Lines and 30 credits Personal Lines).RE 5Commercial Lines and

Qualification RequiredMatricApplicable post - matric insurance related qualification (advantageous)FAIS regulatory exams (RE5 or RE1) Where applicable Class of Business or Continuous Professional Dev

ger/Advisor.General AdministrationEnsure that client documentation is in compliance with FICA & FAIS legislation.Attend to client complaints and enquiries in consultation with Wealth Manager/Advis

d Umbrella Fund operations. Full compliance and legislative universe relating to employee benefits, FAIS and Umbrella Funds. 3 - 5 years experience in the employee benefits, retirement fund and umbrel

islation, which shall include, inter alia, the Insurance Act, CISCA, POPI, , Financial Markets Act, FAIS and FICA as well as any secondary legislation that may be applicable.Teachable/ keen willingnes

client service delivery functionMatric, relevant formal qualification and AIISA (or similar)Must be FAIS compliantMust have passed Regulatory Exams level 1Must be fluent in English and Fluency in Afri

ry rendering financial advice (advantageous)Matric or equivalent NQF 4 qualificationCompliance with FAIS Fit and Proper requirementsFinance or Business related tertiary qualification (desirable)Driver

bound Sales team.Minimum Qualification Required Grade 12/Standard 10/NQF 4 Regulatory Exam Relevant FAIS credits Class of Business in Personal LinesEssential Requirements Self - managed Well spoken Ac

anagement - InlandPretoriaCareer StreamCredit ManagementLeadership PipelineManage Self: ProfessionalFAIS AffectedCredit AnalystJob PurposeTo assess credit risk of existing portfolio so that risk is ma

e with OMSA/BDs business governancesManages areas budgetJob Requirements:Role QualificationsGrade 12FAIS compliance (RE 1 or RE5) will be an added advantageRelevant 3 - year tertiary qualificationAt l

nce to CA (SA) candidates and candidates with prior unlisted investment experience.Required to be a FAIS compliant representative or working towards obtaining the relevant qualification.Relevant Skill

sentation skillsWorking knowledge of Microsoft Office, including Outlook, Excel, Word and PowerPointFAIS fit & properWhat makes you stand out?Prior background in Bonds and GuaranteesEager to excha

he respective campaign management parameters to clients, ensuring that all requirements in terms of FAIS (Financial Advisory and Intermediary Services Act), FICA (Financial intelligence Centre Act) an

b FamilyProject, Process and ProductCareer StreamProductLeadership PipelineManage Self: ProfessionalFAIS AffectedJob PurposeThe Head of CVP for Wealth Management SA (WMSA) is responsible for leading t

pliance requirementsWhat were looking for:1 - 2 Years Underwriting ExperienceInsurance qualificationFAIS compliantRE5 CertifiedExcellent Verbal & Written Communication SkillsTeam Building SkillsPr

related tertiary qualification (desirable) Matric or equivalent NQF 4 qualification Compliance with FAIS Fit and Proper requirementsComputer literacy (essential)Own transport (desirable) Duties &

nJob FamilySales and ServicesCareer StreamClient ServiceLeadership PipelineManage Self: ProfessionalFAIS AffectedJob PurposeTo log, investigate and respond to all client complaints received at Nedbank

etail industry knowledge and understanding of the stock control processRelevant legislation (OHASA, FAIS, CPA, NCA, Insurance Act etc.)Relevant SAP Management ReportingRelevant SAP proficiencyIn - dep

formation TechnologyCareer StreamIt Application DevelopmentLeadership PipelineManage Self: TechnicalFAIS AffectedJob PurposeTo ensure the support and maintain the data warehouse in line with the data

se developed opportunitiesRole Requirements Grade 12 (Matric). Valid Drivers license (Advantageous) FAIS Compliance or proof of progress towards compliance Clear criminal and credit check Minimum 1 -

MtshaliJob FamilyInformation TechnologyCareer StreamDigitalLeadership PipelineManage Self: TechnicalFAIS AffectedJob PurposeWe are looking for a Product Designer to join Avo SuperShop within the Nedba

ding profitability and VNB)Debt managementRelevant regulatory legislation and compliance knowledge (FAIS accredited)Business coaching and mentoringCore competencies Cultivates innovationCustomer focus

gree or greater in business, sciences, engineering, or technology; as well as completed RE1 and RE5 FAIS qualifications.For more about the role and to APPLY TODAY DIRECTLY to ooba:https://careers.ooba

ajor). If B Comm only, should have completed or at least started insurance specific qualifications. FAIS compliance (min of 120 credits in commercial insurance)Advance knowledge in MS Office: Word, Ex

Candidates Will HaveFSCA approved Tertiary qualificationFinancial Advisory sales experienceRE5 and FAIS qualificationsCompleted working under supervisionClear credit record and criminal recordOwn tra

ency in EnglishHighly developed communication and presentation skillsExcellent negotiation skillsBe FAIS compliantWhat makes you stand out?AIISA qualificationEager to exchange, collaborate and work in

temsParticipate in retention strategy Qualification And ExperienceMatric or equivalent qualificationFAIS accreditation requiredRE 5Minimum 5 years Insurance experienceMinimum 3 years Heavy Commercial

icationJob FamilySales and ServicesCareer StreamFiduciaryLeadership PipelineManage Self: OperationalFAIS AffectedJob PurposeTo assist estate administrator by supporting the administration process of a

tationRequirements for tracker, inspection to be followed up as well as all outstandingBusiness to acceptance stageAdding benefits to existing policiesHave a good understanding of the FAIS legislation

ent SA DivisionThe bank's Private Wealth functional areaLeadership PipelineManage Self: ProfessionalFAIS AffectedJob PurposeTo grow business by acquiring new property finance clients predominantly in